At Essential Wealth Management, protecting your privacy is very important to us. We want you to understand what information we collect and how we use it. We collect and use nonpublic personal information (NPI) in order to provide our clients with a broad range of financial services as effectively and conveniently as possible. We handle nonpublic personal information in accordance with this policy.
WHAT TYPE OF NPI DOES ESSENTIAL WEALTH MANAGEMENT COLLECT AND FROM WHOM DO WE COLLECT IT?
We generally collect nonpublic personal information about you from the following sources:
Information we receive from you on applications or other forms (e.g., name, address, income, etc);
Information about your transactions with us, our service providers, or other parties to transactions; and
Information we receive from non-affiliated financial services providers (e.g. custodians, insurance agents, and consumer reporting agencies).
Nonpublic personal information (NPI) is confidential personal information about you that we obtain in connection with providing financial services or products to you.
HOW IS YOUR NPI UTILIZED?
We do not disclose any nonpublic information about you without your express consent, except as permitted by law. We restrict access to your nonpublic personal information to employees, third party service providers, such as account custodians (i.e., broker-dealers, banks, mutual fund companies) you have selected, and others who need to know such information in order to provide products or services to you. Disclosure of nonpublic personal information to such parties is unrestricted unless you specifically instruct us differently by opting-out (as permitted by law).
HOW DO WE PROTECT YOUR PERSONAL INFORMATION?
We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information. This includes measures to protect your information during its disposal.
OPTING OUT OF INFORMATION SHARING
Essential Wealth Management reserves the right to disclose or share your NPI with nonaffiliated third parties, for the purposes described herein and as permitted by federal laws and regulations.
You may instruct Essential Wealth Management not to share NPI with nonaffiliated parties except in those circumstances previously described herein. To do so, send a written request to our firm’s principal or the Investment Adviser Representative who services your account and request that your name is added to Essential Wealth Management’s “Opt Out” list.
FUTURE POLICY REVISIONS
This policy may change to reflect updates in our practices, procedures, or regulatory requirements concerning the collection and use of NPI. As our client, you will receive notification of revisions or changes to this policy. If you would like more information or have any questions, please do not hesitate to contact your Investment Adviser Representative or you may write to, email, or call us at:
Essential Wealth Management
384 Northyards Blvd. NW Bldg 100
Atlanta, Ga. 30313
Office 770-485-1303
contact@essentialwealthmanagement.com
We are providing this notification to you in accordance with federal and state regulations.